Moreno Valley, CA spent $1.2 million dollars in a settlement after employees alleged that they were retaliated against for following the law and pursuing code cases. A former building official and code compliance manager each received $600,000 after allegedly being fired for carrying out code-enforcement actions involving building-code violations by a former councilman. http://www.pe.com/articles/city-760079-former-council.html
It’s important for an inspector to document attempts made to thwart him or her from carrying out official duties. Emails, letters, notes regarding witnesses, and summaries of conversations may be useful at a later time. Even if an inspector doesn’t get a written reply to an email regarding a sensitive matter, being able to show that there was an attempt by the inspector to get guidance from a supervisor or a response from a governmental official may be valuable. People often say dumb things in emails, never realizing that those types of communications are discoverable in a lawsuit.
Criminal prosecutions are rare in the field of building code enforcement but when there is a high profile death that results from shoddy construction, indictments do happen. Recently in Los Angeles, A German architect/contractor was charged with involuntary manslaughter in the death of a firefighter. The architect designed his own mansion and told the building department he wasn’t going to include any fireplaces in the 12,000 square foot structure. But, then he changed his mind:
Days after Becker was permitted to move in, a fire awoke him and his girlfriend at night. After the fire, authorities determined that Becker built long, natural-gas fire pits meant for outdoor use into the interior of his home. He’s accused of gross negligence for building the frame of the fireplaces with combustible materials, instead of materials such as brick, and for not building any firebreaks inside the walls.
The judge ultimately gave the architect 1 year in jail of which he will serve about 6 months. This is not unusual as defendants usually get credit for good behavior while in jail. Firefighters were angry the defendant didn’t receive a maximum 4 year sentence but the judge said he was concerned that “responsibility for the fire could be shared, because safety inspectors had failed to find the illegally installed fireplaces.” However, evidence showed that he made these changes after the final inspection and even disconnected sprinklers.
I have often found that judges know very little about how the inspection process works. Code officials know that they have little control over owners once the certificate of occupancy is issued. Too many owners create dangerous conditions because they don’t want to spend the necessary money to do things right.
Serving a corporation that owns property is supposed to be easy. Every corporation doing business within a state must appoint a registered agent. The name and address of the registered agent is listed with the agency of the state that deals with business corporations. In many states it is the Secretary of State. When an inspector needs to serve an owner that is a corporation, the paperwork is delivered to the registered agent and the case can proceed to hearing. But, what happens if the registered agent cannot be found? In such a situation, the Secretary of State will accept service on behalf of the corporation if the party can show it used due diligence to serve the registered agent but the person cannot be found. Special forms must be submitted to the Secretary of State but once he or she is served, the court has jurisdiction over the corporation and can issue a default judgment if the corporation does not appear at the hearing.
An owner of a building in Chicago received a big shock when his building was torn down without his knowledge. He alleges in a civil lawsuit against the city that he was never served with papers for the demolition. A person with the same name received the papers instead. When the owner did not show up for the hearing, a default judgment was entered against him and the court ordered the building demolished. This is not that unusual a problem, especially when a structure is not owner occupied. I have seen warrants issued for the arrest of a person who had nothing to do with the violation but had the bad luck to have the same name as the offender. This is why obtaining proper identifying information about an offender is important. That would include a name, date of birth, height, weight, eye color, and in a perfect world, a driver’s license number. I think that some inspectors are a bit cavalier about this type of information but it can save the inspector and the local jurisdiction from a nasty lawsuit, like the one in this case. Often the best time to obtain identifying information is when a person applies for a permit. If things take a turn for the worse, the inspector already has the information.
When someone uses the defense of preemption, it means that a law is not valid because federal law does not allow states or local governments to regulate an area of the law. Federal law trumps state law if the defense is successful because the federal government has reserved the right to regulate a particular matter. Builders used this argument to attack the state of Washington’s building code. The Building Industry Association of Washington along with individual builders and contractors recently challenged the State of Washington’s Building Code, contending that the State’s 2009 requirement that new building construction meet heightened energy conservation goals was preempted by federal law, specifically The Energy Policy and Conservation Act of 1975 . The United States Court of Appeals for the Ninth Circuit held that the state of Washington had satisfied EPCA’s conditions, and therefore was not preempted. The court found that the Washington Building Code satisfies the conditions Congress established for enforcement of state and local building codes consistent with federal energy law. This is an important decision that gives local jurisdictions a voice in reaching energy conservation goals. The case can be found at 2012 WL 2369304.
A very important decision has just come down from the Court of Appeals of Minnesota involving the constitutionality of rental inspections. The case is McCaughtry v. City of Red Wing, 2012 WL 2077191, 2012. Landlords and tenants challenged the rental property inspection ordinance of the City of Red Wing which allowed inspections of property even if there was no evidence of a violation as long as inspectors obtained an administrative search warrant. The court said that:
Appellants have not established that the RDLC is unconstitutional on its face under the Minnesota Constitution on the ground that it permits the issuance of administrative search warrants by a judicial officer, without an individualized showing of suspicion that particular code violations exist in the rental dwelling to be inspected.
This case is significant given that rental inspections are crucial in fighting blight and crime. The landlords and tenants intend to appeal to the Minnesota Supreme Court so there may be further developments regarding this. It’s even possible this could go all the way to the United States Supreme Court.
One of the constant problems I run into with defendants is trying to make sure proper service of notices or citations occurs. Too frequently defendants refuse to accept these documents making it more difficult to obtain enforcement. When I teach Legal Aspects and discuss this issue, I suggest a few crafty options. For example, you do not have to put your return address on the outside of the envelope making it obvious the papers are coming from your jurisdiction. I’ve had inspectors who have sent envelopes with balloons imprinted on them with the heading, “Prize Headquarters”. One inspector I know collects greeting card envelopes in which to send notices. When I taught at Region III recently I discussed the various ways to serve these uncooperative individuals including amending the code to include service by private carrier (doesn’t everyone sign for FedEx or UPS?) Some of the women in my class went home and took my suggestions even further. They sent the notice in a box with items (like free pens, pads of paper and magnets) to further entice the defendant to accept service. And, it worked! Thanks to the folks in IA for this tip of the day.
A former inspector for Aspen, CO faces criminal negligent homicide charges for the death of a family due to carbon monoxide poisoning. A pipe from the boiler used to melt driveway snow was disconnected allowing carbon monoxide to enter the residence. The inspector had signed off on the work. The city of Aspen, ICC, the county and the Colorado Municipal League have called for a dismissal of the charges. The inspector is asking that the charges be dismissed due to the immunity granted to public employees by state law. This is the first time I’ve come across such a case. It is quite troubling and contrary to most of the caselaw in this country that discusses the public duty doctrine which states that inspectors owe a duty to the general public but not specific individuals in most cases. This is a good example of how a tragedy can lead to some questionable law enforcement decisions. I would have a different viewpoint if the case involved bribery or some other type of unlawful behavior but there is nothing like that in this case. I have seen many cases where there has been negligence by building inspectors but have never even considered that the proper remedy would be criminal prosecution.
The Virginia-Pilot has a story about a person who built a 2 story structure without a permit and was finally found out by the building department. Despite the fact that I have written extensively about the negative consequences of building without a permit (see my last book, The Building Process Simplified), I am still amazed at the brazenness of people who think they won’t get caught even though they are building something everyone can see! I suppose they hope they’ll get by with a small fine and an apology but will be allowed to keep the illegal structure. While a few might get a variance or pass inspection, many of these structures have to be torn down. Most people who do this are trying to avoid paying for the permits or the other costs of compliance. I have had many of them argue with me in court when they are prosecuted even though the violation is clear. The costs they incur when they are caught far exceed the cost of the permit.
Persons who do work without a permit or allow bedrooms in basements that are in violation of the building code risk more than fines. In a tragic case in Ann Arbor, a homeowner’s daughter died along with another person because of a fire in the basement. The owner was charged with renting without a certificate of compliance, illegal occupancy of the basement, inadequate smoke detectors, and inadequate exits from the basement by the local prosecutor. The public just doesn’t understand how building inspectors save lives.